Financial Services Commission of Ontario
  Insurance     Pensions     Hearings & Decisions     Licensing & Registration     Who We Regulate     About FSCO    Publications
Home > Licensing & Registration > Monitoring & Enforcement Online > Stats > Mortgage > Enforcementment > Mortgage Brokers - Enforcement - Statistics at a Glance - 2007 Text size: Enlarge textShrink text

Mortgage Brokers - Enforcement - Statistics at a Glance - 2007

To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.

Other Statistics:

CATEGORY
(click titles for definitions)
Q1
Q2
Q3
Q4

CUMULATIVE TOTAL

OUTCOME OF INVESTIGATIONS
     Letters of Caution issued
N/A*
N/A*
17 
5 
22
     Minutes of Settlement issued
            - Surrenders
N/A*
N/A*
N/A*
N/A* 
 
            - Suspension
N/A*
N/A*
N/A*
N/A* 
 
            - Revocations
N/A*
N/A*
N/A*
N/A* 
 
            - Applications denied
N/A*
N/A*
N/A*
N/A* 
 
            - Conditional licenses granted
N/A*
N/A*
N/A*
N/A* 
 
     Superintendent's Orders issued
            - Surrenders
N/A*
N/A*
N/A*
N/A* 
 
            - Suspension
N/A*
N/A*
N/A*
N/A* 
 
            - Revocations
N/A*
N/A*
N/A*
N/A* 
 
            - Applications denied
N/A*
N/A*
N/A*
N/A* 
 
            - Conditional licenses granted
N/A*
N/A*
N/A*
N/A* 
 
     Cease & Desist Orders issued
N/A*
N/A*
N/A*
N/A* 
 
     Closed Files
     (no enforcement action warranted)
N/A*
N/A*
N/A*
N/A* 
 
COURT MATTERS
     Charges laid in Ontario Court of Justice
N/A*
N/A*
N/A*
N/A* 
 
     Prosecutions (convictions / fines)
N/A*
N/A*
N/A*
 N/A*
 

* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.
If you require information prior to this date, please visit the Monitoring and Enforcement Bulletin page.

Glossary of Terms

Page: 6259   Find page:
Printer-friendly E-mail this Page
 Return to Top  Important Notices  |  Privacy  
Home  |  Ministry of Finance  |  Sitemap  |  Feedback  |  Français  |  Contact   
© Queen's Printer for Ontario, 1990-2008

Last Modified: 4/23/2008 3:08:15 PM
Coat of ArmsFinancial Services Commission of Ontario
5160 Yonge Street
Toronto, ON M2N 6L9
1-800-668-0128
(416) 250-7250