Financial Services Commission of Ontario

All Sectors - Monitoring - Statistics at a Glance - 2007

FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts police background checks, compliance audits, and reviews complaints in the sectors it regulates.

Other Statistics:

CATEGORY (click titles for definitions)
Q1
Q2
Q3
Q4

CUMULATIVE TOTAL

MONITORING ACTIVITES - ALL SECTORS
(Insurance, Mortgage Brokers, Credit Unions & Caisses Populaires, Loan & Trust Corporations, and Pensions)
CONTINUING EDUCATION AUDITS
N/A*
N/A*
20
0 
20
POLICE CRIMINAL RECORD CHECKS
N/A*
N/A*
2,111
2,144 
4,255
COMPLAINT REVIEWS
N/A*
N/A*
122
139 
261
ERRORS & OMMISSIONS INSURANCE AUDITS
N/A*
N/A*
342
352 
694
TOTAL
N/A*
N/A*
2,595 
2,635 
 5,230


* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.
If you require information prior to this date, please visit the Monitoring and Enforcement Bulletin page.

Glossary of Terms