An investigation is the second step in the enforcement process. The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
Other Statistics:
| CATEGORY | Q1 |
Q2 |
Q3 |
Q4 |
CUMULATIVE TOTAL |
| ALL SECTORS | |||||
| INVESTIGATIONS INITIATED (Insurance, Mortgage Brokers, Credit Unions & Caisses Populaires, Loan & Trust Corporations, and Pensions) |
15 |
0 |
0 |
0 |
15 |
Financial Services Commission of Ontario